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How to Prepare and Preflight Ads in InDesign

Want the ad you’ve built in InDesign to soar? Preflight is the key!

This article appears in Issue 69 of InDesign Magazine.

If you work on publications, you know it can be maddening to receive that back cover ad right before your deadline, only to find out that it’s the wrong size, it has no bleeds, and the photos are low resolution. Here are a few tips for how to improve your chances of receiving ads that will be usable, and how to create ads that will pass preflight.

Garbage Out, Garbage In

As obvious as it sounds, the most effective thing you can do to ensure that the ads you receive will work in your publication is to give your advertisers the right specifications in the first place. Every publication, no matter how small, should have a media kit, even if it’s a one-page ad-rate PDF, that clearly identifies all of your requirements for the following categories:

Trim size

It’s unlikely that an ad was designed specifically for your publication. Advertisers frequently repurpose ads, so it’s common to receive ads that are built with the wrong trim size. Your spec sheet should clearly identify the size (and orientation!) for every size ad you offer. If ads that bleed are an option, you should list sizes both with and without the bleeds. The same goes for covers vs. interior page ads; some magazines require a clear space for the glue strip on the side nearest the spine, so an ad on the inside cover may be a slightly different size than one for the back cover. If you’re the one creating the ads, a best practice is to set the page size to match the trim size of the ad, rather than building an ad on a larger page and drawing crop marks. InDesign has long allowed multiple page sizes in one file, so there’s no reason to use a larger

page. If you type the dimensions in the Page Size field and let InDesign create the crop marks when exporting the PDF, both the ad size and the crop marks will always be accurate, and the production artist has the option to turn off the crops when placing your PDF.

Color space

Typically clients should submit ads as RGB or hexadecimal for digital use and CMYK for print (but not always; see the post Why You Should Import RGB Images Into InDesign and Convert to CMYK on Export). One of the most common errors I see is the use of spot colors in art and logos. Converting from RGB to CMYK for print usually doesn’t require going back to the client for approval, but converting a color from Pantone or other color matching libraries to CMYK or RGB can yield very different results. The same holds for converting anything to grayscale. Rather than run the risk of an unhappy customer, I always ask them to resubmit the ad using process colors, unless they specifically give the OK for me to convert them.

Resolution

People seem to have a really hard time understanding the concept that for print, you need 300 dpi at the final size, and that if you take a 300 dpi image and scale it up 200%, it becomes only 150 dpi. I see ads all the time with 72-dpi logos or photos copied from the web. Just because it looks OK on screen doesn’t mean it will look good in print. It’s the unenviable task of the desiger/production artist to explain to the advertiser that if they don’t redo the ad with a high-resolution image, it will look blurry and jaggy.

File formats

PDF is hands-down my preferred file format for print ads. Type comes out sharp, and you don’t need to supply fonts or linked images. And, when placing a PDF in InDesign, you can choose to include the trim only for a half-page ad, or the crop marks and bleed if it’s a full-page one (Figure 1). Accepting native application files (such as INDD, PSD, .AI, or even QXP, DOCX, or PPTX) is asking for trouble with all the different versions of applications and fonts in use today. For web ads, image formats (PNG, JPG) are usually preferred, but always check with your web production person.

Place PDF dialog box shows preview of color ad with menu active under Options > Crop to and Crop is checked.

Figure 1. When placing a PDF, you can choose whether to include bleeds, crops, or just the trim size.

Ink coverage

For print documents, you’ll want to ask your printer what the maximum ink coverage is for their press, and add this to your spec sheet. But don’t be surprised if the ad designer has never heard of this one!

Ad Portals
Ad portals take the burden of preflighting off the production artist and give it back to the designer. The advertiser uploads their ad file to the portal, and receives instant feedback about whether the ad passes preflight. If the ad contains the wrong color space, trim size, resolution, etc., it is rejected, and the advertiser knows right away that they need to fix it. Best of all, the production department never even sees the failed ads; they  receive only those files that have made it through the portal. Due to the cost of setting them up and maintaining them, ad portals are typically used by larger publishers who have several magazines in production on an ongoing basis. Now, if only parents could set up “dating portals” for their kids . . ..

How to See What’s Wrong and Fix It

Sadly, no matter how detailed your spec sheet is, a lot of advertisers will totally ignore it, so you will still have a lot of ads that are not up to print quality.

Use a dummy

There are several ways to preflight files with InDesign, but for ads, I find it best to use a multi-step approach. The first step is to use either InDesign’s built-in Preflight panel or a third-party app such as FlightCheck from Markzware, just to see if there are any problems. InDesign’s Preflight panel will show you everything about the entire publication, but that’s a lot of information to wade through if you just want to see the info about one ad. It’s easier to place the ad by itself into a new document, so you see the errors only in the ad. Typically, I make a copy of the publication file, delete all of the pages, and insert a new blank page, so that the parent page margins and guides match the live document. If the ad is a raster image file, you can customize the Links panel to show you what you need to know (Figure 2). However, the Links panel cannot parse the resolution or color space of images within a PDF or AI file. The solution? Set up a custom preflight profile, and the InDesign Preflight panel will tell you whether there are errors in the PDF (Figure 3). If your dummy doc is based on the live file, you can easily see if the ad is the correct size by just placing it at 100% size into the type of page where it is supposed to appear. This is easier than opening it in Acrobat or its native app and looking up the size. If it is supposed to bleed, be sure to include the bleeds when placing the PDF.

Links panel shows one active link in document — test ad.jpg — Grayscale, 72 ppi, 135.5%, 53 ppi effective resolution on main grid. Under link info, that info plus Page: 1, Status: OK, Size: 85.2 KB (87204 bytes), Actual PPI: 72, Transparency: No, Dimensions: 234 x 360, format: JPEG.

Figure 2. For raster image files, you can customize your Links panel to show the color space, original resolution, scaling percentage, and effective resolution.

Preflight panel. ON is selected. Profile: CMYK print. Errors listed include COLOR (2): Color space not allowed (1) (from 2014 Annual Report FINAL 8.pdf, page 1) and Incorrect number of spot colors (this error is selected in the list). IMAGES and OBJECTS (2): Image resolution (1) ( 2014 Annual Report FINAL 8.pdf, page 1) and Transparency not allowed (1). DOCUMENT (1) BLEED AND SLUG. For selected error, info panel shows: Current number of spot colors: 1, Required: No more than 0 spot colors allowed; Fix: Convert spot colors to process. Bottom of panel shows red badge with "5 errors" and radio button for Pages set to All.

Figure 3. If you create a custom preflight profile (this one is for CMYK print), InDesign’s Preflight panel will show you what kinds of errors there are in a placed PDF or AI file.

The ad failed; now what?

If no errors are flagged, chances are the ad will be fine. If the placed ad fails the preliminary test, all you may know is that your ad has something in it that is low-res or uses a spot color. This could be enough to ask the advertiser to resubmit it, but I find that I get better results if I can tell them exactly what the problem is and how to fix it. For ads that are built in InDesign, the Preflight panel will tell you exactly where each low-res image is, and allow you to navigate right to the problem (Figure 4).

Same image as Figure 3, with red ellipse drawing reader's attention to Image resolution (1) error.

Figure 4. In the Preflight panel, click the disclosure triangles to reveal specific problem images, and then navigate to them by clicking the page number or double-clicking the image name.

For ads submitted as PDFs, Acrobat Pro has sophisticated tools for identifying where the problems lie. So why do I not just start there? I probably should, but I keep foolishly thinking that maybe this time, this ad is going to be perfect, and if it works, it’s a lot faster to just place it in InDesign or verify it with Flightcheck. In Acrobat Pro, if you go to the Print Production section and select Preflight, you’ll see a long list of presets to choose from (Figure 5), and if that’s not enough, you can customize any of them or make your own. I usually select the Magazine Ads (CYMK) preset and click the Analyze button. The other button, Analyze and Fix, will convert spot colors, etc., and I’m not ready to do that yet.
Acrobat Preflight panel shows section for Prepress, Color, and Transparency. First tab, Profiles, is activated. Top menu shows Default set and toolbar. Options (hidden by disclosure triangle) include Convert colors, Digital printing and online publishing, PDF analysis, PDF fixups, PDF/X, Packaging, Preflight Certificate. For Prepress section, disclosure triangle exposes list: Bring 100% black text to front (optionally check for visual changes) and — this one's selected — Magazine Ads (CMYK and RGB) (GWG 2015). Description: Verifies complians with — and applies fixups to achieve — the recommendations of the Ghent PDF Workgroup as defined in the 2015 specification "GWG_MagazineAds_2015 CMYK + RGB." Buttons allow options of Analyze or Analyze and Fix. Below the list at bottom of dialog bix is Further Options, both unchecked. Run checks for visible layers only, and Preflight only pages.

Figure 5. Acrobat Pro has sophisticated preflight tools with presets for many common types of presses.

When you click Analyze, Acrobat gives you more info than you would ever want to know about the PDF (Figure 6). When you click an error flag, you can select either the Show button to the right of it, or the Show in Snapbutton below, and Acrobat will show you the object that caused that flag (Figure 7).
The Acrobat Preflight panel center tab, showing Results. Red X icon with text "Preflight profile 'Magazine Ads' found the following errors and warnings. In list is PDF document icon with "Page 1 from Benchmark-Ad-COLOR-opp table of contents NEW - 11-8-13.pdf" with errors, including (red X) PDF Document is not compliant with PDF/x-1a (2001); (red X) Compressed object streams used; (yellow caution icon) Resolution of color and grayscale images is betweenm 150 and 225 ppi (22 matches on 1 page). Sub-menu shows summary and details for each of the 22 errors. (yellow caution icon) Text smaller than 9 pt uses more than 1 colorant (1 match on 1 page); Overview; and Preflight Information. Three buttons on bottom of panel: Show in Snap (activated), Embed Audit Trail, and Create Report;.

Figure 6. Acrobat Pro lists each item that contains an error.

Preflight: Snap View window shows information for Page 1: Color image 129.654x117.747... and thumbnail of image of caucasian man exercising on gym equipment. Background color field shows menu item White selected. Two navigation arrows (forward/back) available.

Figure 7. The Snap view identifies the problem image.

Other useful tools in Acrobat Pro can identify specific problems. If you are going to use Acrobat Pro regularly, it’s really worth taking a few minutes to customize your toolbar with the tools you use most often (Figure 8).
Customize Quick Tools panel shows Tools to show in toolbar and series of icons for currently enabled tools. Choose tools to add shows menu items with closed disclosure triangles for Create PDF, Edit PDF, Export PDF, Comment, Organize Pages, Scane & OCR, Protect, Prepare Form, Create a Web Form, Send in Bulk, and Use Legal Templates. Cancel and save buttons available; save is grayed out here.

Figure 8. Customize your Acrobat Pro toolbar with the tools you use most often. Press Cmd/Ctrl and click on the toolbar, then select Customize Quick Tools from the menu.

For instance, if I know that a PDF contains spot colors and it doesn’t have any image resolution issues, I often prefer to just click the Output Preview icon , which brings up a window showing all colors in the document (Figure 9). Turning off the process colors will show me just those elements that use the spot color.
Acrobat Output Preview dialog box shows Simulate section — Simulate profile: U.S. Web Coated (SWOP) v2; Simulate overprinting (checked), Page has Overprint shows Yes. Unchecked: Simulate paper color, Set Page Background Color, Simulate Black Ink (with button for Ink Manager). Show section — Show: All; Warning Opacity: 100%; Show art, trim & bleed boxes (unchecked); button for Set Page Boxes. Preview: Separations. Separations listed, all checked: Process plates; Process Cyan 0%; Process Magenta, 0%; Proces Yellow, 0%; Process Black, 0%; Total Area Coverage 0%. Sample size: point sample; Total area coverage option unchecked, with color RGB green and 100% grayed out. Page has Transparency: Yes. Transparency Blending Color Space: sRGB IEC61966-2.1.

Figure 9. Previewing color separations in Acrobat Pro

The Convert Colors icon  (just to the right in my customized toolbar) opens the Convert Colors dialog box, which is used to manually convert colors. Again, this is an option of last resort; I always offer the customer the option of resubmitting an ad before converting spot colors, because the converted colors can be very different. The Output Preview window also contains the Total Area Coverage field; if you set the number to your printer’s maximum (320%, in my example), any areas of color in your PDF that exceed that value will be highlighted. Surprisingly, it’s been my experience that ads coming from professional ad agencies have as many, if not more, problems than those from in-house designers. But if you follow these guidelines, the ads in your publication, or those you send out, will look good in print, and also keep your production department happy.

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